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On June 5, 2019, the Securities and Exchange Commission adopted Form CRS and new rules, as well as amendments to its forms and rules, under both the Investment Advisers Act of 1940 and the Securities Exchange Act of 1934.
Form CRS and its related rules require SEC-registered investment advisers and SEC-registered broker-dealers to deliver to retail investors a brief customer or client relationship summary that provides information about the firm. Firms must file their relationship summaries with the Commission.
Disciplina’s Form CRS can be found below.
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